# Securities & Investing

> US securities regulation: SEC rules and releases governing registration, disclosure, and broker-dealer conduct, FINRA rules for member firms and registered representatives, and EDGAR filing requirements — grounded exclusively in SEC.gov regulatory text and releases, FINRA rulebook text, and EDGAR filing guidance.

License: CC BY 4.0 (https://creativecommons.org/licenses/by/4.0/) · Source: MIND (m-i-n-d.ai)
Hub: https://www.m-i-n-d.ai/minds/securities